Anti-money Laundering Risk Negative News Screening Associate (AML Risk Associate - NNS) Morgan Stanley (MS) is a global financial services firm that conducts its business through three principal business segmentsInstitutional Securities, Wealth Management (WM) and Asset Management. Morgan Stanleys network includes approximately 15,000 Financial Advisors with total client assets of over 1.5 trillion. Morgan Stanley provides comprehensive financial advice and services to its clients including brokerage, investment advisory, financial and wealth planning, credit and lending, deposits and cash management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people is critical to our success.Together, we share a common set of values rooted in integrity, excellence, and strong team ethic.Morgan Stanley can provide a superior foundation for building a professional career a place for people to learn, to achieve and grow. Department Profile: The Anti-Money Laundering Risk (AML Risk) team is embedded within the Firms business lines. It is responsible for identifying, assessing, and escalating potential money laundering and reputational risks associated with higher risk client types. The AML Risk team is considered to be in the First Line of defense and supports the onboarding, client due diligence, enhanced due diligence and negative news processes for Morgan Stanley. Responsibilities: The AML Risk Associate NNS will be responsible for executing risk-relevant activities related to AML. The AML Risk Associate NNS will identify and assess potential Bank Secrecy Act (BSA), money laundering and reputational risk matters identified through the execution of the Firms NNS protocols for both new and existing customers. The AML Risk Associate NNS will have ultimate responsibility for the identification and, as appropriate, escalation of negative news events or risks. The AML Risk NNS Associate will: Review and investigate media alerts and customer information to perform Negative News reviews on all relevant clients Perform the First Line of Defenses NNS process for both prospective and existing clients, ensuring appropriate financial crime and reputational risk escalation of negative media alerts Actively identify, measure, control and remediate AML and reputational risk issues with partners in Global Financial Crimes Compliance and the Business Unit Partner with the Business Units, including U.S. Banks, ETRADE, International Wealth Management, Field Strategic Services, and WM Risk, to ensure appropriate adherence to BSA/AML requirements and Business Unit Risk Tolerance Partner with the Second Line of Defense Global Financial Crimes Compliance teams, including US Investigations and Transaction Monitoring teams, to monitor client relationships on an ongoing basis Assist in executing key projects and initiatives related to assessing and mitigating ETRADE, WM and the U.S. Banks exposure to money laundering and reputational risk-relevant activities Perform processes in accordance with internal policies, develop and monitor periodic AML reporting and metrics to senior stakeholders, and make recommendations to improve procedures governing AML-related activities
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