Lead Risk and Control

When you work with the world's most innovative companies, you know you're making a difference.

Our clients are the game changers, leaders and investors who fuel the global innovation economy. They're the businesses behind the next medical breakthroughs. And the visionaries whose new technologies could transform the way people live and work.

They come to SVB for our expertise, deep network and nearly forty years of experience in the industries we serve, and to partner with diverse teams of passionate, enterprising SVBers, dedicated to an inclusive approach to helping them grow and succeed at every stage of their business.

Join us at SVB and be part of bringing our clients' world-changing ideas to life. At SVB, we have the opportunity to grow and collectively make an impact by supporting the innovative clients and communities SVB serves. We pride ourselves in having both a diverse client roster and an equally diverse and inclusive organization. And we work diligently to encourage all with different ways of thinking, different ways of working, and especially those traditionally underrepresented in technology and financial services, to apply.

The Lead Risk and Control will review the processes and procedures impacting Technology-related controls in order to evaluate best practices, efficiency opportunities, and compliance with the requirements of controls testing framework. The primary responsibility of the Lead is the execution of walkthroughs, testing key controls and review of work performed by Senior Analyst Risk and Control.  The Lead will be responsible for updating status of control testing, discussing delays, and assisting with project status reporting.  Additionally, the Lead will assist with adhocs and special projects.
 

The ideal candidate will:

• Complete testing of a specific number of controls allocated in a month
• Update and maintain all artifacts including narratives, flowcharts, and risk control matrix with the requests of the business
• Coordinate with the business to set up walkthroughs and obtain testing support as needed
• Perform Design and Operating effectiveness testing and adhere to the testing timelines.
• Clearly document walkthrough and testing procedures performed, issues identified, and report issues to supervisor
• Assist your supervisor with communicating deficiencies, reviewing responses for validity, and tracking remediation efforts.
• Review the work papers of testers. Assist the junior team members in maintaining the Quality in testing. Review the Documentation as per the checklist recommended by 2LOD/IA.
• Assist in scoping and reporting activities.
• Track status of the plan and report delays to the supervisor and assist with management reporting
• Provide recommended changes to controls if underlying processes have changed or new items/risks added to the business in an advisory function
• Assist with internal and external audit requests and respond to follow-up questions timely
• At the direction of your supervisor, assist with special projects related to regulatory requirement.
• Explore the areas of improvement, participate in the process improvement projects.

© 2023 SVB Financial Group. All rights reserved. SVB, SVB FINANCIAL GROUP, SILICON VALLEY BANK, MAKE NEXT HAPPEN NOW and the chevron device are trademarks of SVB Financial Group, used under license. Silicon Valley Bank is a member of the FDIC and the Federal Reserve System. Silicon Valley Bank is the California bank subsidiary of SVB Financial Group.

Equal Employment Opportunity

Silicon Valley Bank is an equal opportunity employer and is dedicated to expanding its commitments and investments to create a more diverse, equitable and inclusive company culture and innovation ecosystem. We are strongly committed to the values and policy of equal employment opportunity across our employment practices.