Director - Disclosure of Interest (Operations)

The Operations Risk & Regulatory Control Division is a global team responsible for Control (Balance Sheet Control), Regulatory Reporting (Disclosure of Interest, Transaction Reporting and CTB Projects. The Division has over 150+ team members across the Firm, with the majority residing in Baltimore, Glasgow, Hong Kong, Mumbai and Japan. We currently have an opportunity within the ORRC Disclosures of Interest (DOI) team that is setup in Mumbai, India, a team that is focused on fulfilling regulatory requirements including Short Position Monitoring and disclosure, Market Abuse regulation, Substantial Shareholder position monitoring and disclosure, Takeover Panel Reporting and disclosures as well as multiple other oversight functions to ensure Morgan Stanley is meeting reporting and disclosing in line with Regulations. This role is a business-critical control role required to provide coverage across all DOI functions and regulatory reporting obligations, as well as to reduce the risk of regulatory breeches across the full suite of DOI functions. The candidate should expect to build an intricate knowledge of European or Asia Pacific rules and regulations pertinent to the team, firm systems, data sources, as well as the processes that are in place to ensure compliance with regulations. The individual will have diverse responsibilities, including but not limited to: - Monitoring of various exceptions to highlight potential disclosure obligations across the regions EMEA and Asia Pacific. Working to tight daily deadlines Building a detailed understanding of each exception type, allowing accurate filings to made to the regulator Building knowledge of security transactions and various product types. Acquiring an intricate knowledge of firm systems, data sources and processes, building the ability to question data integrity. Close communication with dedicated compliance team. Identification and implementation of process improvements Providing support to other members of the team.